EQS Voting Rights Announcement: IMMOFINANZ AG
IMMOFINANZ AG: Release according to Article 135, Section 2 BörseG with the
objective of Europe-wide distribution
20.12.2023 / 11:43 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
London, 19.12.2023
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of financial/other
instruments
3. Person subject to notification obligation
Klaus Umek
4. Name of shareholder(s): Petrus Advisers Investments Fund L.P.
5. Date on which the threshold was crossed or reached: 15.12.2023
6. Total positions
% of voting rights
% of voting through Total number
rights financial/other Total of voting
attached to instruments (7.B.1 + of both rights of
shares (7.A) 7.B.2) in % issuer
(7.A +
7.B)
Resulting situation
on the date on 0,60 % 2,96 % 3,56 % 138 669 711
which threshold was
crossed / reached
Position of
previous 0,46 % 3,61 % 4,06 %
notification (if
applicable)
Details
7. Notified details of the resulting situation:
A: Voting rights attached to shares
ISIN Code Number of voting rights % of voting rights
Direct Indirect Direct Indirect
(Sec 130 (Sec 133 BörseG (Sec 130 (Sec 133
BörseG 2018) 2018) BörseG 2018) BörseG
2018)
AT0000831706 831 462 0,60 %
SUBTOTAL A 831 462 0,60 %
B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1
BörseG 2018
Type of Expiration Date Exercise Number of voting % of
instrument Period rights that may voting
be rights
acquired if the
instrument is
exercised
Call Option January 2024 – Anytime 4 100 000 2,96 %
December 2024
SUBTOTAL B.1 4 100 000 2,96 %
B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2
BörseG 2018
Type of Expiration Exercise Physical / Number % of
instrument Date Period Cash of voting
Settlement voting rights
rights
SUBTOTAL B.2
8. Information in relation to the person subject to the notification
obligation:
☐ Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
☒ Full chain of controlled undertakings through which the voting rights
and/or the financial/other instruments are effectively held starting with
the ultimate controlling natural person or legal entity:
Directly Shares held Financial/other Total
No. Name controlled by directly instruments held of both
No. (%) directly (%) (%)
1 Klaus Umek
2 Petrus Advisers 1
Ltd.
Petrus Advisers
3 Investments General 2
Partner Inc.
Petrus Advisers
4 Investments Fund 3 0,59 % 2,96 % 3,55 %
L.P.
9. In case of proxy voting
Date of general meeting: –
Voting rights after general meeting: – is equivalent to – voting rights.
10. Sonstige Kommentare:
The numbers notified above do not include the voting rights from 240,053
shares and from 500 000 long call options held by UI Petrus Advisers
Special Situations Fund as at 15 December 2023. Klaus Umek / Petrus
Advisers Ltd. can only issue recommendations on the exercise of the voting
rights concerned but cannot otherwise exercise any further influence.
Therefore, these voting rights are not to be attributed to Klaus Umek /
Petrus Advisers for the purpose of this notification, but are merely
disclosed in this section 10 of this notification for full transparency
only.
The 0,60% voting rights from shares notified under section 7.A (indirect)
are indirectly held or attributable to Petrus Advisers Ltd. (and, thus,
indirectly held by Klaus Umek as notifying person) as follows: 0.01% are
attributable to Petrus Advisers Ltd. based on voting proxies granted by
natural persons; 0.34% are attributable to Petrus Advisers Ltd. based on a
voting proxy related to parts of the shares notified under section 8 as
being directly held by Petrus Advisers Investments Fund L.P., 0.25% are
indirectly held by Petrus Advisers Ltd. via Petrus Advisers Investments
Fund L.P. (i.e., the shares notified under section 8 as being directly
held by Petrus Advisers Investments Fund L.P. that are not covered by the
voting proxy mentioned above).
London am 19.12.2023
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20.12.2023 CET/CEST
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Language: English
Company: IMMOFINANZ AG
Wienerbergstraße 9
1100 Vienna
Austria
Internet: http://www.immofinanz.com
End of News EQS News Service
1801357 20.12.2023 CET/CEST