EQS-Ad-hoc: ams-OSRAM AG / Key word(s): Capital increase ams OSRAM announces preliminary results of the exercise period of the subscription rights issue with 99.0% utilization of the subscription rights 12/06/2023 / 5:50 p.m. CET/CEST Publication of insider information according to article 17 of Regulation (EU) No. 596/2014, transmitted by EQS News – a service of EQS Group AG. The issuer/publisher is responsible for the content of the message. ════════════════════════════════════════ ══════════ ════════════════════════ Ad hoc announcement in accordance with Art. 53 KR of the SIX Swiss Exchange —– ams OSRAM announces preliminary results of the exercise period of the subscription rights issue with 99.0% utilization of the subscription rights announced Premstätten, Austria and Munich, Germany (December 6, 2023) – ams OSRAM (SIX: AMS) hereby announces that on December 6, 2023, 5:00 p.m. CET, 99.0 % of the subscription rights for the 716,777,622 shares offered as part of the current rights issue were effectively exercised. ams OSRAM published the terms of the ordinary capital increase in the form of a rights issue (the “Rights Issue”) on November 20, 2023. This consists of an offer of a total of 724,154,662 new, bearer, no-par value ordinary shares with full dividend rights from January 1, 2023 at a subscription price of CHF 1.07 per share (the “Offered Shares”). The ordinary capital increase with subscription rights was decided at the extraordinary general meeting of ams OSRAM on October 20, 2023. The subscription period for the subscription rights offer ends today, December 6, 2023. New shares that have not been subscribed by existing shareholders or subscription rights holders will initially be offered to institutional investors through private placements (the “international private placement”), whereby the placement price is the subscription price of will not fall below CHF 1.07 per share offered. All shares offered that were not subscribed to as part of the rights issue or placed as part of the international private placement will be taken over by the individual syndicate banks in accordance with their respective quota. The final number of Offered Shares so placed on the market or with the Syndicate Banks will be announced on or about December 7, 2023. Listing and admission to trading of the Offered Shares on the SIX Swiss Exchange is expected to take place on or around December 8, 2023. Delivery of the offered shares against payment of the subscription or placement price is expected for December 11, 2023. After completion of the rights issue, ams OSRAM will receive gross proceeds of around CHF 775 million (approx. EUR 802 million). ams OSRAM intends to use the proceeds of the rights issue, together with the proceeds from the upsized and successfully priced senior unsecured note offering and infrastructure asset transactions, to fully repay the outstanding USD 450,000,000 7% Senior Notes due 2025 and the EUR 850,000 ,000 6% Senior Notes due 2025 to repay amounts outstanding on certain bank loans, to fund general corporate purposes and to pay related fees and expenses. After completion of the rights issue, the nominal value of the issued share capital of ams OSRAM will be EUR 998,443,942, divided into 998,443,942 no-par bearer shares. ### Important note: This publication is for informational purposes only and does not constitute an offer to sell or a solicitation to purchase securities. A public offer was and continues to be made exclusively by and on the basis of an agreement approved by the Austrian Financial Market Authority , “FMA”) and notified to the German supervisory authority Federal Financial Supervisory Authority (“BaFin”) and published on the ams OSRAM website (including any supplements thereto). An investment decision regarding publicly offered securities from ams OSRAM should only be made on the basis of a securities prospectus. Any purchase orders for ams OSRAM securities received prior to the commencement of a public offering will be rejected. For the public offering in Austria and Germany, a securities prospectus was published immediately after approval by the FMA in accordance with the European Prospectus Regulation (EUR) 2017/1129 (the “EU Prospectus Regulation”) and made available free of charge on the ams OSRAM website. This publication does not constitute an offer to sell or a solicitation of an offer to purchase or subscribe for shares in the United States of America, Australia, Canada, Japan or any other jurisdiction in which, or to any person to whom, such an offer or request would be unlawful, nor are they part of such an offer or request. Any failure to comply with these restrictions may constitute a violation of U.S., Canadian, Australian, Japanese or other applicable securities laws. The shares of ams OSRAM have not been registered under the registration requirements of the US Securities Act of 1933, as amended (the “Securities Act”) or the securities laws of any state of the United States or any local securities laws and are not intended to be registered. The shares may not be sold or offered for sale in the United States except pursuant to registration or an exemption from the registration requirements of the Securities Act and applicable state or local securities laws. A public offering of shares in the United States of America has not taken place and will not take place. This document is not a prospectus within the meaning of EU Regulation 2017/1129 (the “Prospectus Regulation”) or Regulation (EU) 2017/1129 as applicable in the United Kingdom under the European Union (Withdrawal) Act 2018 (the “UK Prospectus Regulation”. “) is part of domestic law and as such does not constitute an offer to sell or a solicitation to purchase shares in ams-OSRAM AG. Investors should not subscribe to securities referred to in this document unless on the Basis of the information contained in the prospectus relating to the securities. This announcement does not constitute a prospectus within the meaning of Articles 35 ff. of the Financial Services Act (“FinSA”) nor a public offer within the meaning of the FinSA and should under no circumstances be understood as such. The offer was and will be made exclusively through and on the basis of a published prospectus, which will be available during normal business hours at ams OSRAM AG and UBS AG (swiss-prospectus@ubs.com), as well as on the ams OSRAM website (https://ams-osram.com/investor-relations) is available free of charge. An investment decision regarding the publicly offered securities of ams OSRAM should only be made on the basis of a prospectus. About ams OSRAM The ams OSRAM Group (SIX: AMS) is a global leader in intelligent sensors and emitters. We combine light with intelligence and innovation with passion, enriching people’s lives. With a collective history stretching back more than 110 years, our company is essentially defined by imagination, deep technical know-how and the ability to produce sensor and lighting technologies on a global industrial scale. We develop inspiring innovations that enable our customers in the automotive, industrial, health and consumer markets to maintain their competitive edge. At the same time, we are driving innovations that sustainably increase our quality of life in terms of health, safety and comfort while reducing the impact on the environment. Our approximately 20,000 employees worldwide ensure safer driving, more effective medical diagnoses and more convenience in everyday communication with innovations in the areas of sensors, lighting and visualization. Our work makes technologies for breakthrough applications a reality, reflected in over 15,000 issued and pending patents. With headquarters in Premstätten/Graz (Austria) and a co-headquarters in Munich (Germany), the ams OSRAM Group achieved sales of over EUR 4.8 billion in 2022 and is listed on the SIX Swiss Exchange as ams-OSRAM AG (ISIN: AT0000A18XM4). You can find out more about us at https://ams-osram.com. ams is a registered trademark of ams-OSRAM AG. In addition, many of our products and services are registered or registered trademarks of the ams OSRAM Group. All other company or product names mentioned herein may be trademarks or registered trademarks of their respective owners. ams OSRAM social media: (1)>Twitter (2)>LinkedIn (3)>Facebook (4)>YouTube Contact Investor Relations Media Relations ams-OSRAM AG ams-OSRAM AG Dr Juergen Rebel Bernd Hops Senior Vice President Senior Vice President Investor Relations Corporate Communications T: +43 3136 500-0 T +43 3136 500-0 (5)investor@ams-osram.com (6)press@ams-osram.com End of insider information ════════════════════════════════ ════════════════════════════════════════ ══ 06.12.2023 CET/CEST notification submitted by EQS Group AG.
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════════════════════════════════════════ ══════════ ════════════════════════ Language: German Company: AMS-OSRAM AG Tobelbader Straße 30 8141 Premstaetten Austria Telephone: +43 3136 500-0 E-Mail : investor@ams-osram.com
Internet: https://ams-osram.com/
ISIN: AT0000A18XM4 WKN: A118Z8 Stock exchanges: open market in Berlin, Düsseldorf, Frankfurt, Munich, Stuttgart, Tradegate Exchange; BX, SIX, Vienna Stock Exchange (Vienna MTF) EQS News ID: 1790099 End of message EQS News Service 1790099 12/06/2023 CET/CEST References Visible links 1. https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=redirect&url=abc52aadd1b09e752093ca366793ed46&application_id=1790099&site_id=apa_ots_austria&application_name=news
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